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Compliance Officer – Broker-Dealer

Tell us a bit more about yourself

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Upload your resume

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Accepts .pdf files

Current city

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Your highest relevant qualification

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Years of full-time experience in financial services

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Can you work on-site in GIFT City, Gandhinagar?

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Experience and compensation details

Which compliance work have you done hands-on?

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Exchange or regulatory filings and returns

KYC, AML and client onboarding review

Trade surveillance or suspicious transaction reporting

Compliance, internal or system audits

Exchange or regulator inspections

Writing policies or SOPs

None of these

Where have you worked?

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Stock broker or exchange member

GIFT City (IFSC) entity

Exchange or clearing corporation

Bank

Fund, AMC or PMS

Other financial services

Segments you have worked on

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Equity cash

Equity derivatives

Currency

Commodity

GIFT City (IFSC) or global markets

Other

Certifications

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NISM Series III-A (Securities Intermediaries Compliance)

NISM Series VII (Securities Operations and Risk Management)

Other NISM certification

None of these

Current employer

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Current designation

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Current annual CTC (INR lakhs)

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Expected annual CTC (INR lakhs)

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Notice period (days)

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Consent to processing of personal data

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TradeAir (IFSC) Private Limited will use the information and documents submitted in this form solely to evaluate your application for employment. Your data will not be shared with any third party except where required by law or by a regulator. You may withdraw consent or request deletion by writing to careers@tradeair.in.

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